SEC Form 4 · accession 0000763744-18-000067
LCI INDUSTRIES · LCII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Brian Michael Hall
Officer — Chief Financial Officer
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2018 | M | 2,216 | $0.00 | A | 6,412 | D | |
| Common StockF2 | Mar 1, 2018 | M | 792 | $0.00 | A | 7,204 | D | |
| Common Stock | Mar 1, 2018 | F | 890 | $106.43 | D | 6,314 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F3,F4 | $0.00 | Mar 1, 2018 | M | 2,216 | D | Mar 1, 2018 | Mar 1, 2018 | Common Stock | 2,216 | 2,303 | D |
| Performance Stock AwardsF2 | $0.00 | Mar 1, 2018 | M | 792 | D | Mar 1, 2018 | Mar 1, 2018 | Common Stock | 792 | 2,191 | D |
| Restricted Stock UnitsF5,F3 | $0.00 | Mar 1, 2018 | A | 638 | A | Mar 1, 2019 | Mar 1, 2021 | Common Stock | 638 | 638 | D |
| Performance Stock UnitsF6,F3 | $0.00 | Mar 1, 2018 | A | 1,296 | A | Mar 1, 2021 | Mar 1, 2021 | Common Stock | 1,296 | 1,296 | D |
| Performance Stock UnitsF7,F3 | $0.00 | Mar 1, 2018 | A | 1,174 | A | Mar 1, 2020 | Mar 1, 2020 | Common Stock | 1,174 | 2,470 | D |
Explanation of responses
- F1Includes 10 shares received as a result of a regular cash dividend paid in 2017 to holders of registrant's common stock on the respective record date. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock award units received additional stock units equivalent to $0.55 per stock award unit held on the respective record date.
- F2Performance Stock Awards vested based on growth in earnings per share and converted to Common Stock in accordance with their terms.
- F3Each Stock Unit represents a contingent right to receive one share of LCII Common Stock.
- F4Includes 20.89 shares received as a result of a regular cash dividend paid in 2017 to holders of registrant's common stock on the respective record date. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock award units received additional stock units equivalent to $0.55 per stock award unit held on the respective record date.
- F5These Stock Units vest on March 1 at the rate of one third per year for 3 years.
- F6These Performance Stock Units represent a contingent right to receive shares of LCII Common Stock based on cumulative growth in earnings per share over two years, and vesting on March 1, 2021.
- F7These Performance Stock Units represent a contingent right to receive shares of LCII Common Stock based on Return on Invested Capital (ROIC) at target over one year, and vesting on March 1, 2020.