SEC Form 4 · accession 0000763744-17-000083
LCI INDUSTRIES · LCII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Lippert
Officer — Chief Executive Officer · Director
Period of report
Mar 15, 2017
Accepted (ET)
Mar 17, 2017 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763744
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F2 | $0.00 | Mar 15, 2017 | A | 11,891 | A | Mar 1, 2018 | Mar 1, 2020 | Common Stock | 11,891 | 45,487 | D |
| Performance Stock AwardsF3 | $0.00 | Mar 15, 2017 | A | 23,781 | A | Mar 1, 2020 | Mar 1, 2020 | Common Stock | 23,782 | 110,656 | D |
| Performance Stock AwardsF4 | $0.00 | Mar 15, 2017 | A | 8,918 | A | Mar 1, 2019 | Mar 1, 2019 | Common Stock | 8,918 | 119,574 | D |
Explanation of responses
- F1Each Deferred Stock Unit represents a contingent right to receive one share of LCII Common Stock.
- F2These Deferred Stock Units vest on March 1 at the rate of one third per year for 3 years.
- F3These Performance Stock Awards represent a contingent right to receive shares of LCII Common Stock based on cumulative growth in earnings per share at target over two years, and vesting on March 1, 2020.
- F4These Performance Stock Awards represent a contingent right to receive shares of LCII Common Stock based on Return on Invested Capital (ROIC) at target over one year, and vesting on March 1, 2019.