SEC Form 4 · accession 0000763744-16-000617
LCI INDUSTRIES · LCII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A. Kuhns
Officer — Chief Legal Officer
Period of report
Nov 20, 2016
Accepted (ET)
Nov 22, 2016 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 20, 2016 | M | 997 | $0.00 | A | 2,500 | D | |
| Common Stock | Nov 20, 2016 | F | 323 | $100.63 | D | 2,177 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF2,F3,F1 | $0.00 | Nov 20, 2016 | M | 997 | D | Nov 20, 2016 | Nov 20, 2016 | Common Stock | 997 | 3,642 | D |
Explanation of responses
- F1Includes 12 deferred stock units received as a result of regular cash dividends of $0.30 per share paid on April 15, 2016, June 17, 2016 and September 2, 2016 to holders of registrant's common stock on April 1, 2016, June 6, 2016 and August 19, 2016, respectively. In accordance with the registrant's Equity Award and Incentive Plan, holders of deferred stock units received additional deferred stock units equivalent to $0.30 per deferred stock unit held on April 1, 2016, June 6, 2016 and August 19, 2016, respectively.
- F2Each Deferred Stock Unit represents a contingent right to receive one share of DW Common Stock.
- F3Includes 41.01 deferred stock units received as a result of regular cash dividends of $0.30 per share paid on April 15, 2016, June 17, 2016 and September 2, 2016 to holders of registrant's common stock on April 1, 2016, June 6, 2016 and August 19, 2016, respectively. In accordance with the registrant's Equity Award and Incentive Plan, holders of deferred stock units received additional deferred stock units equivalent to $0.30 per deferred stock unit held on April 1, 2016, June 6, 2016 and August 19, 2016, respectively.