SEC Form 4 · accession 0000763744-16-000610
LCI INDUSTRIES · LCII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott T Mereness
Officer — President
Period of report
Nov 17, 2016
Accepted (ET)
Nov 21, 2016 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2016 | M | 4,800 | $17.17 | A | 162,204 | D | |
| Common StockF1,F2 | Nov 20, 2016 | M | 2,890 | $0.00 | A | 165,094 | D | |
| Common Stock | Nov 20, 2016 | F | 1,366 | $100.63 | D | 163,728 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF3 | $17.17 | Nov 17, 2016 | M | 4,800 | D | Nov 15, 2016 | Nov 15, 2017 | Common Stock | 4,800 | 0 | D |
| Deferred Stock UnitsF2,F4,F1 | $0.00 | Nov 20, 2016 | M | 2,889 | D | Nov 20, 2016 | Nov 20, 2016 | Common Stock | 2,890 | 65,243 | D |
Explanation of responses
- F1Includes 33 deferred stock units received as a result of regular cash dividends of $0.30 per share paid on April 15, 2016, June 17, 2016 and September 2, 2016 to holders of registrant's common stock on April 1, 2016, June 6, 2016 and August 19, 2016, respectively. In accordance with the registrant's Equity Award and Incentive Plan, holders of deferred stock units received additional deferred stock units equivalent to $0.30 per deferred stock unit held on April 1, 2016, June 6, 2016 and August 19, 2016, respectively.
- F2Each Deferred Stock Unit represents a contingent right to receive one share of DW Common Stock.
- F3Employee Stock Options become exercisable at the rate of 20% per year for 5 years.
- F4Includes 734.92 deferred stock units received as a result of regular cash dividends of $0.30 per share paid on April 15, 2016, June 17, 2016 and September 2, 2016 to holders of registrant's common stock on April 1, 2016, June 6, 2016 and August 19, 2016, respectively. In accordance with the registrant's Equity Award and Incentive Plan, holders of deferred stock units received additional deferred stock units equivalent to $0.30 per deferred stock unit held on April 1, 2016, June 6, 2016 and August 19, 2016, respectively.