SEC Form 4 · accession 0000763744-16-000603
LCI INDUSTRIES · LCII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick B Hegi Jr.
Director
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 3:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2016 | M | 11,500 | $13.67 | A | 101,704 | D | |
| Common StockF1 | Nov 16, 2016 | S | 2,000 | $93.60 | D | 99,704 | D | |
| Common StockF2 | holding | — | — | — | 59,000 | I | Shares held by Hegi Family Holdings, LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $13.67 | Nov 14, 2016 | M | 11,500 | D | Nov 29, 2011 | Nov 29, 2016 | Common Stock | 11,500 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $93.05 to $94.93; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- F2The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purpose of Section 16 or for other purpose.
- F3Director Stock Options become exercisable one year after date of grant.