SEC Form 4 · accession 0000763744-16-000557
LCI INDUSTRIES · LCII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott T Mereness
Officer — President
Period of report
Aug 25, 2016
Accepted (ET)
Aug 29, 2016 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 25, 2016 | M | 2,000 | $17.17 | A | 159,404 | D | |
| Common StockF1 | Aug 25, 2016 | S | 2,000 | $100.45 | D | 157,404 | D | |
| Common Stock | Aug 26, 2016 | M | 2,000 | $17.17 | A | 159,404 | D | |
| Common StockF2 | Aug 26, 2016 | S | 2,000 | $100.70 | D | 157,404 | D | |
| Common Stock | Aug 29, 2016 | M | 2,000 | $17.17 | A | 159,404 | D | |
| Common StockF3 | Aug 29, 2016 | S | 2,000 | $101.60 | D | 157,404 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF4 | $17.17 | Aug 25, 2016 | M | 2,000 | D | Nov 15, 2012 | Nov 15, 2017 | Common Stock | 2,000 | 10,800 | D |
| Employee Stock OptionsF4 | $17.17 | Aug 26, 2016 | M | 2,000 | D | Nov 15, 2012 | Nov 15, 2017 | Common Stock | 2,000 | 8,800 | D |
| Employee Stock OptionsF4 | $17.17 | Aug 29, 2016 | M | 2,000 | D | Nov 15, 2012 | Nov 15, 2017 | Common Stock | 2,000 | 6,800 | D |
Explanation of responses
- F1This transaction was executed at one price of $100.45.
- F2This transaction was executed at one price of $100.70.
- F3This transaction was executed at one price of $101.60.
- F4Employee Stock Options become exercisable at the rate of 20% per year for 5 years.