SEC Form 4 · accession 0000763744-16-000418
LCI INDUSTRIES · LCII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick B Hegi Jr.
Director
Period of report
Apr 15, 2016
Accepted (ET)
Apr 19, 2016 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 15, 2016 | A | 11 | $64.28 | A | 88,471 | D | |
| Common StockF2 | holding | — | — | — | 69,000 | I | Shares held by Hegi Family Holdings, LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF4,F3 | $0.00 | Apr 15, 2016 | A | 2 | A | Jan 16, 2017 | Jan 16, 2017 | Common Stock | 2 | 370 | D |
Explanation of responses
- F111 shares received as a result of a regular cash dividend of $0.30 per share paid on April 15, 2016 to holders of registrant's common stock on April 1, 2016. In accordance with the registrant's Equity Award and Incentive Plan, holders of restricted stock units received additional restricted stock units equivalent to $0.30 per restricted stock unit held on April 1, 2016. These shares of Common Stock are restricted, and forfeitable, for a period of 1 year from the original award date.
- F2The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purpose of Section 16 or for any other purpose.
- F3Each Deferred Stock Unit represents a contingent right to receive one share of DW Common Stock.
- F42 shares received as a result of a regular cash dividend of $0.30 per share paid on April 15, 2016 to holders of registrant's common stock on April 1, 2016. In accordance with the registrant's Equity Award and Incentive Plan, holders of deferred stock units received additional deferred stock units equivalent to $0.30 per deferred stock unit held on April 1, 2016.