SEC Form 4 · accession 0000763744-16-000338
LCI INDUSTRIES · LCII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Mark Smith
Officer — CHIEF FINANCIAL OFFICER
Period of report
Feb 10, 2016
Accepted (ET)
Feb 12, 2016 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763744
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F2 | $0.00 | Feb 10, 2016 | A | 4,482 | A | Mar 1, 2017 | Mar 1, 2019 | Common Stock | 4,483 | 4,482 | D |
| Performance Stock AwardsF3 | $0.00 | Feb 10, 2016 | A | 8,966 | A | Mar 1, 2019 | Mar 1, 2019 | Common Stock | 8,966 | 8,966 | D |
Explanation of responses
- F1Each Deferred Stock Unit represents a contingent right to receive one share of DW Common Stock.
- F2These Deferred Stock Units vest on March 1 at the rate of one third per year for 3 years.
- F3These Performance Stock Awards represent a contingent right to receive shares of DW Common Stock based on cumulative growth in earnings per share over two years, and vesting on March 1, 2019.