SEC Form 4 · accession 0000763744-16-000317
LCI INDUSTRIES · LCII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Gero
Director
Period of report
Jan 15, 2016
Accepted (ET)
Jan 19, 2016 · 9:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 15, 2016 | M | 3,489 | $0.00 | A | 198,199 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F3,F2 | $0.00 | Jan 15, 2016 | M | 3,489 | D | Jan 15, 2016 | Jan 15, 2016 | Common Stock | 3,489 | 0 | D |
Explanation of responses
- F1Includes 34 shares received as a result of a special cash dividend of $2.00 per share paid to holders of registrant's common stock on April 10, 2015. In accordance with the registrant's Equity Award and Incentive Plan, holders of deferred stock units received additional deferred stock units equivalent to $2.00 per deferred stock unit held on April 10, 2015.
- F2Each Deferred Stock Unit represents a contingent right to receive one share of DW Common Stock.
- F3Deferred Stock Units issued in lieu of cash fees as part of director compensation in fiscal 2015. Price reflects weighted average of closing market prices used to calculate number of Deferred Stock Units issued.