SEC Form 4 · accession 0000763744-15-000292
LCI INDUSTRIES · LCII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Lippert
Officer — Chief Executive Officer · Director
Period of report
Nov 30, 2015
Accepted (ET)
Dec 2, 2015 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2015 | M | 5,600 | $13.67 | A | 136,311 | D | |
| Common StockF1 | Nov 30, 2015 | S | 5,600 | $60.62 | D | 130,711 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF2 | $13.67 | Nov 30, 2015 | M | 5,600 | D | Nov 29, 2011 | Nov 29, 2016 | Common Stock | 5,600 | 2,800 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $60.57 to $60.77; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- F2Employee Stock Options become exercisable at the rate of 20% per year for 5 years.