SEC Form 4 · accession 0000763744-15-000289
LCI INDUSTRIES · LCII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jamie Schnur
Officer — Chief Administrative Officer
Period of report
Nov 30, 2015
Accepted (ET)
Dec 2, 2015 · 9:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 30, 2015 | M | 3,029 | $0.00 | A | 3,029 | D | |
| Common Stock | Nov 30, 2015 | F | 1,417 | $61.02 | D | 1,612 | D | |
| Common Stock | Nov 30, 2015 | M | 1,600 | $13.67 | A | 3,212 | D | |
| Common StockF2 | Nov 30, 2015 | S | 1,600 | $60.39 | D | 1,612 | D | |
| Common StockF3 | Dec 1, 2015 | S | 1,612 | $61.33 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1 | $0.00 | Nov 30, 2015 | M | 3,029 | D | Nov 30, 2015 | Nov 30, 2015 | Common Stock | 3,029 | 27,478 | D |
| Employee Stock OptionsF4 | $13.67 | Nov 30, 2015 | M | 1,600 | D | Nov 29, 2011 | Nov 29, 2016 | Common Stock | 1,600 | 1,720 | D |
Explanation of responses
- F1Each Deferred Stock Unit represents a contingent right to receive one share of DW Common Stock.
- F2This transaction was executed in multiple trades at prices ranging from $60.39 to $60.46; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- F3This transaction was executed in multiple trades at prices ranging from $61.33 to $61.34; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- F4Employee Stock Options become exercisable at the rate of 20% per year for 5 years.