SEC Form 4 · accession 0000763744-15-000091
LCI INDUSTRIES · LCII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward W. Rose III
Director
Period of report
Mar 19, 2015
Accepted (ET)
Apr 2, 2015 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 19, 2015 | D | 2,777 | $0.00 | D | 411,484 | D | |
| Common StockF2 | holding | — | — | — | 100,000 | I | Shares held in a trust for wife | |
| Common StockF2 | holding | — | — | — | 1,200 | I | Shares held by wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF3 | $0.00 | Mar 31, 2015 | A | 183 | A | Jan 15, 2016 | Jan 15, 2016 | Common Stock | 183 | 183 | D |
| Deferred Stock UnitsF3 | $0.00 | Mar 31, 2015 | A | 35 | A | Jan 15, 2016 | Jan 15, 2016 | Common Stock | 35 | 218 | D |
| Deferred Stock UnitsF3 | $0.00 | Mar 31, 2015 | A | 33 | A | Jan 15, 2016 | Jan 15, 2016 | Common Stock | 33 | 251 | D |
| Deferred Stock UnitsF3 | $0.00 | Mar 31, 2015 | A | 29 | A | Jan 15, 2016 | Jan 15, 2016 | Common Stock | 29 | 280 | D |
| Deferred Stock UnitsF3 | $0.00 | Mar 31, 2015 | A | 29 | A | Jan 15, 2016 | Jan 15, 2016 | Common Stock | 29 | 309 | D |
| Deferred Stock UnitsF3 | $0.00 | Mar 31, 2015 | A | 28 | A | Jan 15, 2016 | Jan 15, 2016 | Common Stock | 28 | 337 | D |
Explanation of responses
- F1Forfeiture of restricted stock as a result of resignation from the Company's Board of Directors.
- F2The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purpose of Section 16 or for any other purpose.
- F3DSUs issued at quarter end as part of director compensation. Number of DSUs issued based on closing market price on the day preceding the Board or Committee meeting.