SEC Form 4 · accession 0000763744-15-000050
LCI INDUSTRIES · LCII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph S Giordano III
Officer — CFO & Treasurer
Period of report
Feb 26, 2015
Accepted (ET)
Mar 2, 2015 · 7:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2015 | M | 10,000 | $15.49 | A | 19,888 | D | |
| Common StockF1 | Feb 26, 2015 | S | 10,000 | $60.13 | D | 9,888 | D | |
| Common StockF2 | Feb 26, 2015 | S | 6,000 | $60.04 | D | 3,888 | D | |
| Common StockF3 | Feb 26, 2015 | M | 3,743 | $0.00 | A | 7,631 | D | |
| Common Stock | Feb 26, 2015 | F | 1,212 | $60.24 | D | 6,419 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF4 | $15.49 | Feb 26, 2015 | M | 10,000 | D | Nov 18, 2010 | Nov 18, 2015 | Common Stock | 10,000 | 15,000 | D |
| Deferred Stock UnitsF3,F5 | $0.00 | Feb 26, 2015 | M | 3,743 | D | Feb 26, 2015 | Feb 26, 2015 | Common Stock | 3,743 | 43,610 | D |
| Deferred Stock UnitsF6,F5 | $0.00 | Feb 26, 2015 | A | 649 | A | Feb 26, 2018 | Feb 26, 2018 | Common Stock | 650 | 44,259 | D |
Explanation of responses
- F1This transaction was executed at one price of $60.13.
- F2This transaction was executed at one price of $60.04.
- F3Performance-based Deferred Stock Units vested based on growth in earnings per share in accordance with their terms.
- F4Employee Stock Options become exercisable at the rate of 20% per year for 5 years.
- F5Each Deferred Stock Unit represents a contingent right to receive one share of DW Common Stock.
- F6Deferred Stock Units were granted to Mr. Giordano in lieu of cash compensation of $39,150 in accordance with his Executive Employment and Non-Competition Agreement dated February 10, 2012, as amended April 10, 2013.