SEC Form 4 · accession 0000763744-15-000020
LCI INDUSTRIES · LCII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward W. Rose III
Director
Period of report
Jan 15, 2015
Accepted (ET)
Jan 20, 2015 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 15, 2015 | M | 1,436 | $0.00 | A | 423,252 | D | |
| Common StockF1 | holding | — | — | — | 100,000 | I | Shares held in a trust for wife | |
| Common StockF1 | holding | — | — | — | 1,200 | I | Shares held by wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF3,F2 | $0.00 | Jan 15, 2015 | M | 1,436 | D | Jan 15, 2015 | Jan 15, 2015 | Common Stock | 1,436 | 0 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purpose of Section 16 or for any other purpose.
- F2Each Deferred Stock Unit represents a contingent right to receive one share of DW Common Stock.
- F3Deferred Stock Units issued in lieu of cash fees as part of director compensation in fiscal 2014. Price reflects weighted average of closing market prices used to calculate number of Deferred Stock Units issued.