SEC Form 4 · accession 0000763563-17-000004
CHEMUNG FINANCIAL CORP · CHMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce Walter Boyea
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 6, 2017 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763563
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF3 | holding | — | — | — | 3,504 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PHANTOM STOCKF3,F1,F2 | — | Jan 3, 2017 | A | 107 | A | — | — | COMMON STOCK | 107 | 2,349 | D |
Explanation of responses
- F1Security converts to common stock on a one-for-one basis.
- F2Phantom Stock Units are to be settled 100% in Issuer's Common Stock in accordance with the term's of the Company's Deferred Directors' Fee Plan and at the director's election.
- F3Includes dividends issued periodically under issuer's dividend reinvestment plan.