SEC Form 4 · accession 0001140361-17-038869
LSI INDUSTRIES INC · LYTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald Charles Newbold Jr.
Officer — President of Lighting Segment
Period of report
Oct 16, 2017
Accepted (ET)
Oct 17, 2017 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF1 | $6.54 | Oct 16, 2017 | A | 40,000 | A | — | Oct 16, 2027 | Common Shares | 40,000 | 40,000 | D |
Explanation of responses
- F1The option vests ratably over a three year time period.