SEC Form 4 · accession 0001140361-17-032830
LSI INDUSTRIES INC · LYTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff A Croskey
Officer — Pres., Graphics Segment
Period of report
Aug 17, 2017
Accepted (ET)
Aug 21, 2017 · 3:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 17, 2017 | A | 5,500 | $5.92 | A | 11,500 | D | |
| Common SharesF1 | holding | — | — | — | 1,900 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF4 | $5.92 | Aug 17, 2017 | A | 30,000 | A | — | Aug 17, 2027 | Common Stock | 30,000 | 30,000 | D |
| Option to BuyF2,F3 | $9.05 | holding | — | — | — | — | Oct 12, 2025 | Common Stock | 20,000 | 20,000 | D |
| Option to BuyF2,F3 | $11.06 | holding | — | — | — | — | Jul 1, 2026 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
- F2These holdings have been previously reported on Form 4.
- F3The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
- F4The options vest ratably over a three year time period.