SEC Form 4 · accession 0001140361-17-027273
LSI INDUSTRIES INC · LYTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P/ Sferra
Director
Period of report
Jul 3, 2017
Accepted (ET)
Jul 6, 2017 · 10:05 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jul 3, 2017 | A | 1,425 | $9.12 | A | 268,376 | D | |
| Common SharesF1 | holding | — | — | — | 60,589 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF3,F2 | $19.76 | holding | — | — | — | — | Aug 24, 2017 | Common Shares | 20,000 | 20,000 | D |
Explanation of responses
- F1Common shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
- F2The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
- F3These holdings have been previously reported on Form 4.