SEC Form 4 · accession 0001140361-16-090758
LSI INDUSTRIES INC · LYTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff A Croskey
Officer — Pres., Graphics Segment
Period of report
Dec 22, 2016
Accepted (ET)
Dec 27, 2016 · 11:25 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 22, 2016 | A | 68 | $9.77 | A | 1,358 | D | |
| Common Shares | holding | — | — | — | 6,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2,F3 | $9.05 | holding | — | — | — | — | Oct 12, 2025 | Common Stock | 20,000 | 20,000 | D |
| Option to BuyF2,F3 | $11.06 | holding | — | — | — | — | Jul 1, 2026 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
- F2These holdings have been previously reported on Form 4.
- F3The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.