SEC Form 4 · accession 0001140361-16-071590
LSI INDUSTRIES INC · LYTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Foerster
Officer — Executive VP and CTO
Period of report
Jul 1, 2016
Accepted (ET)
Jul 5, 2016 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jul 1, 2016 | A | 5,500 | $0.00 | A | 10,500 | D | |
| Common SharesF1 | holding | — | — | — | 3,844 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF4 | $11.06 | Jul 1, 2016 | A | 30,000 | A | — | Jul 1, 2026 | Common Shares | 30,000 | 30,000 | D |
| Option to BuyF3,F2 | $7.88 | holding | — | — | — | — | Mar 2, 2025 | Common Shares | 50,000 | 50,000 | D |
| Option to BuyF3,F4 | $9.39 | holding | — | — | — | — | Jul 1, 2025 | Common Shares | 30,000 | 30,000 | D |
Explanation of responses
- F1Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
- F2The option vests in four equal annual installments beginning on March 2, 2016.
- F3These holdings have previously been reported on Form 4.
- F4The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.