SEC Form 4 · accession 0001140361-16-068170
LSI INDUSTRIES INC · LYTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shawn Toney
Officer — Pres. - LSI Lighting Solutions
Period of report
May 31, 2016
Accepted (ET)
Jun 2, 2016 · 9:11 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | May 31, 2016 | A | 136 | $11.29 | A | 14,022 | D | |
| Common Shares | holding | — | — | — | 250 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF3,F2 | $6.81 | holding | — | — | — | — | Nov 20, 2024 | Common Shares | 30,000 | 30,000 | D |
| Option to BuyF3,F2 | $5.21 | holding | — | — | — | — | Aug 19, 2020 | Common Shares | 8,189 | 8,189 | D |
| Option to BuyF3,F2 | $6.58 | holding | — | — | — | — | Aug 16, 2022 | Common Shares | 20,000 | 20,000 | D |
| Option to BuyF3,F2 | $7.20 | holding | — | — | — | — | Aug 23, 2023 | Common Shares | 25,000 | 25,000 | D |
| Option to BuyF2 | $9.39 | holding | — | — | — | — | Jul 1, 2025 | Common Shares | 30,000 | 30,000 | D |
Explanation of responses
- F1Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
- F2The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
- F3These holdings have been previously reported on Form 4.