SEC Form 4 · accession 0001140361-16-065575
LSI INDUSTRIES INC · LYTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary P Kreider
Director
Period of report
May 13, 2016
Accepted (ET)
May 16, 2016 · 3:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | May 13, 2016 | S | 5,754 | $12.15 | D | 6,861 | D | |
| Common Shares | holding | — | — | — | 10,000 | I | By IRA | |
| Common Shares | holding | — | — | — | 680 | I | Custodian for Grandchildren |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF3,F2 | $17.60 | holding | — | — | — | — | Aug 24, 2016 | Common Shares | 2,500 | 2,500 | D |
| Option to BuyF3,F2 | $17.55 | holding | — | — | — | — | Nov 14, 2016 | Common Shares | 1,500 | 1,500 | D |
| Option to BuyF3,F2 | $19.76 | holding | — | — | — | — | Aug 24, 2017 | Common Shares | 2,500 | 2,500 | D |
| Option to BuyF3,F2 | $19.68 | holding | — | — | — | — | Nov 15, 2017 | Common Shares | 1,500 | 1,500 | D |
| Option to BuyF3,F2 | $8.98 | holding | — | — | — | — | Aug 22, 2018 | Common Shares | 2,500 | 2,500 | D |
| Option to BuyF3,F2 | $4.60 | holding | — | — | — | — | Nov 20, 2018 | Common Shares | 1,500 | 1,500 | D |
| Option to BuyF3,F2 | $8.40 | holding | — | — | — | — | Aug 21, 2019 | Common Shares | 3,500 | 3,500 | D |
| Option to BuyF3,F2 | $7.20 | holding | — | — | — | — | Nov 19, 2019 | Common Shares | 1,500 | 1,500 | D |
| Option to BuyF3,F2 | $5.21 | holding | — | — | — | — | Aug 19, 2020 | Common Shares | 2,500 | 2,500 | D |
| Option to BuyF3,F2 | $8.92 | holding | — | — | — | — | Nov 18, 2020 | Common Shares | 1,500 | 1,500 | D |
| Option to BuyF3,F2 | $6.05 | holding | — | — | — | — | Nov 17, 2021 | Common Shares | 1,500 | 1,500 | D |
| Option to BuyF3,F2 | $6.58 | holding | — | — | — | — | Aug 15, 2022 | Common Shares | 2,500 | 2,500 | D |
| Option to BuyF3,F2 | $6.28 | holding | — | — | — | — | Nov 15, 2022 | Common Shares | 1,500 | 1,500 | D |
Explanation of responses
- F1The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $12.07 to $12.18. The Reporting Person undertakes to provide full pricing information to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request.
- F2Non-Qualified stock options granted pursuant to the Company's 2003 Equity Compensation Plan. The options vest at a rate of 25% at the conclusion of each 90 day period following the date of grant.
- F3These holdings have been previously reported on Form 4.