SEC Form 4 · accession 0001140361-15-019361
LSI INDUSTRIES INC · LYTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shawn Toney
Officer — Pres. - LSI Lighting Solutions
Period of report
May 12, 2015
Accepted (ET)
May 13, 2015 · 3:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | May 12, 2015 | P | 250 | $9.09 | A | 250 | D | |
| Common SharesF1 | holding | — | — | — | 9,135 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF3,F2 | $6.81 | holding | — | — | — | — | Nov 20, 2024 | Common Shares | 30,000 | 30,000 | D |
| Option to BuyF3,F2 | $5.21 | holding | — | — | — | — | Aug 19, 2020 | Common Shares | 9,000 | 9,000 | D |
| Option to BuyF3,F2 | $6.58 | holding | — | — | — | — | Aug 16, 2022 | Common Shares | 20,000 | 20,000 | D |
| Option to BuyF3,F2 | $7.20 | holding | — | — | — | — | Aug 23, 2023 | Common Shares | 25,000 | 25,000 | D |
Explanation of responses
- F1Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
- F2The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
- F3These holdings have been previously reported on Form 4.