SEC Form 4 · accession 0000076334-18-000056
Parker-Hannifin Corp · PH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt A Keller
Officer — VP and Pres-Asia Pacific Group
Period of report
May 21, 2018
Accepted (ET)
May 21, 2018 · 3:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000076334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 21, 2018 | M | 13,250 | $81.86 | A | 31,834 | D | |
| Common Stock | May 21, 2018 | F | 9,412 | $181.99 | D | 22,422 | D | |
| Common StockF1 | May 21, 2018 | S | 3,838 | $182.039 | D | 18,584 | D | |
| Common Stock | May 21, 2018 | M | 9,700 | $69.10 | A | 28,284 | D | |
| Common Stoxk | May 21, 2018 | F | 6,533 | $181.99 | D | 21,751 | D | |
| Common StockF1 | May 21, 2018 | S | 3,167 | $182.039 | D | 18,584 | D | |
| Common Stock | holding | — | — | — | 4,490 | I | Parker Retirement Savings Plan | |
| Common Stock | holding | — | — | — | 814 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $69.10 | May 21, 2018 | M | 9,700 | D | Aug 17, 2014 | Aug 16, 2021 | Common Stock | 9,700 | 0 | D |
| Stock Appreciation Right | $81.86 | May 21, 2018 | M | 13,250 | D | Aug 15, 2015 | Aug 14, 2022 | Common Stock | 13,250 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.86 to $182.111, inclusive. The reporting person undertakes to provide to Parker-Hannifin Corporation, any security holder of Parker-Hannifin Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.