SEC Form 4 · accession 0000076334-18-000001
Parker-Hannifin Corp · PH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Williams
Officer — Chairman and CEO · Director
Period of report
Jan 2, 2018
Accepted (ET)
Jan 4, 2018 · 12:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000076334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2018 | M | 29,460 | $69.10 | A | 113,174 | D | |
| Common Stock | Jan 2, 2018 | M | 35,990 | $81.86 | A | 149,164 | D | |
| Common Stock | Jan 2, 2018 | F | 44,260 | $198.75 | D | 104,904 | D | |
| Common Stock | holding | — | — | — | 2,216 | I | Parker Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $198.75 | Jan 2, 2018 | M | 35,990 | D | Aug 15, 2013 | Aug 14, 2022 | Common Stock | 35,990 | — | D |
| Stock Appreciation Right | $198.75 | Jan 2, 2018 | M | 29,460 | D | Aug 17, 2012 | Aug 16, 2021 | Common Stock | 29,460 | 0 | D |