SEC Form 4 · accession 0000076334-17-000130
Parker-Hannifin Corp · PH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas C Gentile
Officer — VP-Global Supply Chain
Period of report
Nov 3, 2017
Accepted (ET)
Nov 7, 2017 · 3:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000076334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 3, 2017 | M | 427 | $113.19 | A | 427 | D | |
| Common Stock | Nov 3, 2017 | F | 314 | $187.07 | D | 113 | D | |
| Common Stock | Nov 3, 2017 | M | 410 | $113.23 | A | 523 | D | |
| Common Stock | Nov 3, 2017 | F | 302 | $187.07 | D | 221 | D | |
| Common Stock | Nov 3, 2017 | M | 470 | $124.36 | A | 691 | D | |
| Common Stock | Nov 3, 2017 | F | 365 | $187.07 | D | 326 | D | |
| Common Stock | holding | — | — | — | 571 | I | Parker Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $113.19 | Nov 3, 2017 | M | 427 | A | — | Aug 13, 2024 | Common Stock | 427 | 427 | D |
| Stock Appreciation RightF2 | $113.23 | Nov 3, 2017 | M | 410 | A | — | Aug 12, 2025 | Common Stock | 410 | 410 | D |
| Common StockF3 | $124.36 | Nov 3, 2017 | M | 470 | A | — | Aug 17, 2026 | Common Stock | 470 | 470 | D |
Explanation of responses
- F1The SAR vests in three equal annual installments beginning 8/13/2015.
- F2The SAR vests in three equal annual installments beginning 8/12/2016.
- F3The SAR vests in three equal annual installments beginning 8/17/2017.