SEC Form 4 · accession 0000076334-17-000104
Parker-Hannifin Corp · PH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin C Maxwell
Officer — VP - CTIO
Period of report
Sep 12, 2017
Accepted (ET)
Sep 13, 2017 · 10:27 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000076334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 12, 2017 | M | 9,750 | $81.86 | A | 31,718 | D | |
| Common Stock | Sep 12, 2017 | F | 7,110 | $165.64 | D | 24,608 | D | |
| Common StockF1 | Sep 12, 2017 | S | 2,640 | $165.674 | D | 21,968 | D | |
| Common Stock | holding | — | — | — | 5,003 | I | Parker Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $81.86 | Sep 12, 2017 | M | 9,750 | D | Aug 15, 2015 | Aug 14, 2022 | Common Stock | 9,750 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 165.65 to 165.685, inclusive. The reporting person undertakes to provide to Parker Hannifin Corporation, any security holder of Parker Hannifin Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 1 to this Form 4.