SEC Form 4 · accession 0000076334-17-000102
Parker-Hannifin Corp · PH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Leonti
Officer — VP, General Counsel, Secretary
Period of report
Sep 6, 2017
Accepted (ET)
Sep 6, 2017 · 3:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000076334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 6, 2017 | M | 986 | $81.86 | A | 7,318 | D | |
| Common StockF1 | Sep 6, 2017 | F | 727 | $160.68 | D | 6,591 | D | |
| Common Stock | Sep 6, 2017 | M | 490 | $69.10 | A | 7,081 | D | |
| Common StockF1 | Sep 6, 2017 | F | 341 | $160.68 | D | 6,740 | D | |
| Common StockF1 | Sep 6, 2017 | S | 259 | $160.698 | D | 6,481 | D | |
| Common StockF1 | Sep 6, 2017 | S | 149 | $160.698 | D | 6,332 | D | |
| Common Stock | holding | — | — | — | 161 | I | Parker Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $69.10 | Sep 6, 2017 | M | 490 | D | Aug 17, 2014 | Aug 16, 2021 | Common Stock | 490 | 490 | D |
| Stock Appreciation Right | $81.86 | Sep 6, 2017 | M | 986 | D | Aug 15, 2015 | Aug 14, 2022 | Common Stock | 986 | 986 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.691 to $160.70, inclusive. The reporting person undertakes to provide to Parker-Hannifin Corporation, any security holder of Parker-Hannifin Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.