SEC Form 4 · accession 0000076334-17-000050
Parker-Hannifin Corp · PH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Bond
Officer — VP- eBus, IoT and Services
Period of report
Apr 28, 2017
Accepted (ET)
May 1, 2017 · 3:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000076334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2017 | M | 11,800 | $62.35 | A | 52,640 | D | |
| Common Stock | Apr 28, 2017 | M | 17,446 | $83.81 | A | 70,086 | D | |
| Common Stock | Apr 28, 2017 | F | 12,948 | $161.65 | D | 57,138 | D | |
| Common Stock | Apr 28, 2017 | F | 7,919 | $161.65 | D | 49,219 | D | |
| Common StockF2 | Apr 28, 2017 | S | 8,379 | $161.669 | D | 40,840 | D | |
| Common StockF2 | Apr 28, 2017 | S | 4,111 | $162.012 | D | 36,729 | D | |
| Common Stock | holding | — | — | — | 6,150 | I | Parker Retirement Savings Plan | |
| Common StockF1 | holding | — | — | — | 376 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $83.81 | Apr 28, 2017 | M | 17,446 | D | Dec 7, 2013 | Aug 11, 2019 | Common Stock | 17,446 | 0 | D |
| Stock Appreciation RightF3 | $62.35 | Apr 28, 2017 | M | 11,800 | D | — | Aug 10, 2020 | Common Stock | 11,800 | 0 | D |
Explanation of responses
- F1Dividend Reinvestment Plan.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.669 to $162.014, inclusive. The reporting person undertakes to provide to Parker-Hannifin Corporation, any security holder of Parker-Hannifin Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
- F3The SAR vested in three equal annual installments beginning 8/11/2011.