SEC Form 4 · accession 0000076334-17-000018
Parker-Hannifin Corp · PH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Williams
Officer — Chairman and CEO · Director
Period of report
Mar 8, 2017
Accepted (ET)
Mar 9, 2017 · 3:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000076334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2017 | M | 41,790 | $62.35 | A | 111,742 | D | |
| Common Stock | Mar 8, 2017 | M | 7,329 | $96.56 | A | 119,071 | D | |
| Common Stock | Mar 8, 2017 | M | 14,200 | $100.01 | A | 133,271 | D | |
| Common Stock | Mar 8, 2017 | F | 44,884 | $157.96 | D | 88,387 | D | |
| Common Stock | holding | — | — | — | 2,184 | I | Parker Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $100.01 | Mar 8, 2017 | M | 14,200 | D | May 17, 2014 | Aug 11, 2019 | Common Stock | 14,200 | 0 | D |
| Stock Appreciation Right | $96.56 | Mar 8, 2017 | M | 7,329 | D | Apr 21, 2012 | Aug 11, 2019 | Common Stock | 7,329 | 0 | D |
| Stock Appreciation RightF1 | $62.35 | Mar 8, 2017 | M | 41,790 | D | — | Aug 10, 2020 | Common Stock | 41,790 | 0 | D |
Explanation of responses
- F1The SAR vested in three equal annual installments beginning 8/11/2011.