SEC Form 4 · accession 0000076334-16-000239
Parker-Hannifin Corp · PH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon P. Marten
Officer — EVP - Finance Admin/CFO
Period of report
Dec 5, 2016
Accepted (ET)
Dec 6, 2016 · 2:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000076334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 5, 2016 | M | 7,370 | $62.35 | A | 34,553 | D | |
| Common Stock | Dec 5, 2016 | F | 5,163 | $141.52 | D | 29,390 | D | |
| Common StockF1 | Dec 5, 2016 | S | 6,337 | $141.7477 | D | 23,053 | D | |
| Common Stock | holding | — | — | — | 2,198 | I | Parker Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $62.35 | Dec 5, 2016 | M | 7,370 | D | — | Aug 10, 2020 | Common Stock | 7,370 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 141.745 to 141.753, inclusive. The reporting person undertakes to provide to Parker Hannifin Corporation, any security holder of Parker Hannifin Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 1 to this Form 4.
- F2The SAR vested in three equal annual installments beginning 8/11/2011.