SEC Form 4 · accession 0000076334-16-000234
Parker-Hannifin Corp · PH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Bond
Officer — VP- eBus, IoT and Services
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 3:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000076334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2016 | M | 12,819 | $123.97 | A | 46,107 | D | |
| Common Stock | Nov 10, 2016 | M | 11,800 | $62.35 | A | 57,907 | D | |
| Common Stock | Nov 10, 2016 | M | 13,717 | $107.96 | A | 71,624 | D | |
| Common Stock | Nov 10, 2016 | F | 24,336 | $136.90 | D | 47,288 | D | |
| Common Stock | Nov 10, 2016 | F | 8,359 | $136.91 | D | 38,929 | D | |
| Common StockF2 | Nov 10, 2016 | S | 2,200 | $136.92 | D | 36,729 | D | |
| Common Stock | holding | — | — | — | 5,972 | I | Parker Retirement Savings Plan | |
| Common StockF1 | holding | — | — | — | 372 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $123.97 | Nov 10, 2016 | M | 12,819 | D | Oct 29, 2015 | Aug 14, 2017 | Common Stock | 12,819 | 0 | D |
| Stock Appreciation RightF3 | $62.35 | Nov 10, 2016 | M | 11,800 | D | — | Aug 10, 2020 | Common Stock | 11,800 | 11,800 | D |
| Stock Appreciation Right | $107.96 | Nov 10, 2016 | M | 13,717 | D | Oct 14, 2014 | Aug 14, 2017 | Common Stock | 13,717 | 0 | D |
Explanation of responses
- F1Dividend Reinvestment Plan.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.911 to $136.919, inclusive. The reporting person undertakes to provide to Parker-Hannifin Corporation, any security holder of Parker-Hannifin Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
- F3The SAR vested in three equal annual installments beginning 8/11/2011.