SEC Form 4 · accession 0000076334-16-000232
Parker-Hannifin Corp · PH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger S Sherrard
Officer — VP and Pres - Aerospace Group
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 3:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000076334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2016 | M | 7,568 | $124.39 | A | 50,532 | D | |
| Common Stock | Nov 10, 2016 | M | 8,623 | $100.58 | A | 59,155 | D | |
| Common Stock | Nov 10, 2016 | M | 8,761 | $121.10 | A | 67,916 | D | |
| Common Stock | Nov 10, 2016 | M | 13,750 | $62.35 | A | 81,666 | D | |
| Common Stock | Nov 10, 2016 | F | 32,763 | $136.04 | D | 48,903 | D | |
| Common Stock | Nov 10, 2016 | S | 5,939 | $136.212 | D | 42,964 | D | |
| Common Stock | holding | — | — | — | 4,338 | I | Parker Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $124.39 | Nov 10, 2016 | M | 7,568 | D | May 28, 2015 | Aug 12, 2018 | Common Stock | 7,568 | 0 | D |
| Stock Appreciation Right | $100.58 | Nov 10, 2016 | M | 8,623 | D | May 20, 2014 | Aug 11, 2019 | Common Stock | 8,623 | 0 | D |
| Stock Appreciation Right | $121.10 | Nov 10, 2016 | M | 8,761 | D | Dec 6, 2014 | Aug 14, 2017 | Common Stock | 8,761 | 0 | D |
| Stock Appreciation RightF1 | $62.35 | Nov 10, 2016 | M | 13,750 | D | — | Aug 10, 2020 | Common Stock | 13,750 | 0 | D |
Explanation of responses
- F1The SAR vested in three equal annual installments beginning 8/11/2011.