SEC Form 4 · accession 0000076334-16-000230
Parker-Hannifin Corp · PH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin C Maxwell
Officer — VP - CTIO
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 3:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000076334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2016 | M | 6,064 | $126.04 | A | 37,832 | D | |
| Common Stock | Nov 10, 2016 | M | 7,318 | $119.69 | A | 45,150 | D | |
| Common Stock | Nov 10, 2016 | M | 7,136 | $100.01 | A | 52,286 | D | |
| Common Stock | Nov 10, 2016 | F | 18,807 | $135.90 | D | 33,479 | D | |
| Common StockF1 | Nov 10, 2016 | S | 1,711 | $136.137 | D | 31,768 | D | |
| Common StockF2 | Nov 10, 2016 | S | 9,800 | $136.22 | D | 21,968 | D | |
| Common Stock | holding | — | — | — | 4,869 | I | Parker Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $126.04 | Nov 10, 2016 | M | 6,064 | D | May 13, 2015 | Aug 12, 2018 | Common Stock | 6,064 | 0 | D |
| Stock Appreciation Right | $119.69 | Nov 10, 2016 | M | 7,318 | D | Dec 10, 2014 | Aug 14, 2017 | Common Stock | 7,318 | 0 | D |
| Stock Appreciation Right | $100.01 | Nov 10, 2016 | M | 7,136 | D | May 17, 2014 | Aug 11, 2019 | Common Stock | 7,136 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 136.100 to 136.166, inclusive. The reporting person undertakes to provide to Parker Hannifin Corporation, any security holder of Parker Hannifin Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 1 to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 136.200 to 136.220, inclusive. The reporting person undertakes to provide to Parker Hannifin Corporation, any security holder of Parker Hannifin Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 2 to this Form 4.