SEC Form 4 · accession 0000076334-16-000149
Parker-Hannifin Corp · PH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald E Washkewicz
Director
Period of report
Apr 27, 2016
Accepted (ET)
Apr 29, 2016 · 1:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000076334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2016 | M | 96,491 | $97.59 | A | 119,509 | D | |
| Common Stock | Apr 27, 2016 | M | 107,967 | $97.59 | A | 227,476 | D | |
| Common Stock | Apr 27, 2016 | F | 186,225 | $117.09 | D | 41,251 | D | |
| Common StockF1 | Apr 27, 2016 | S | 17,892 | $117.0059 | D | 23,359 | D | |
| Common Stock | Apr 28, 2016 | S | 341 | $117.0059 | D | 23,018 | D | |
| Common Stock | holding | — | — | — | 45,286 | I | Parker Retirement Savings Plan | |
| Common Stock | holding | — | — | — | 121,067 | I | GRAT I | |
| Common Stock | holding | — | — | — | 175,231 | I | GRAT II | |
| Common Stock | holding | — | — | — | 372,486 | I | GRAT III | |
| Common Stock | holding | — | — | — | 203,497 | I | GRAT IV | |
| Common Stock | holding | — | — | — | 42,863 | I | Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $97.59 | Apr 27, 2016 | M | 96,491 | D | May 16, 2014 | Aug 14, 2017 | Common Stock | 96,941 | 0 | D |
| Stock Appreciation Right | $97.59 | Apr 27, 2016 | M | 107,967 | D | May 16, 2014 | Aug 12, 2018 | Common Stock | 107,967 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 117.00 to 117.070, inclusive. The reporting person undertakes to provide to Parker Hannifin Corporation, any security holder of Parker Hannifin Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 1 to this Form 4.