SEC Form 4 · accession 0001246360-18-001995
PARKER DRILLING CO /DE/ · PKDSQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Nathaniel C Dockray
Officer — Chief Accounting Officer
Period of report
Aug 7, 2018
Accepted (ET)
Aug 8, 2018 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000076321
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 7, 2018 | M | 468 | $3.98 | A | 3,421 | D | |
| Common Stock | Aug 7, 2018 | F | 114 | $3.98 | D | 3,307 | D | |
| 401K Common StockF1 | holding | — | — | — | 618 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | — | Aug 7, 2018 | M | 468 | D | Aug 7, 2018 | Aug 7, 2018 | Common Stock | 468 | 6,432 | D |
| Phantom Stock UnitsF2 | — | holding | — | — | — | — | — | Common Stock | 3,990 | 3,990 | D |
Explanation of responses
- F1Shares of PKD common stock in 401(k).
- F2Each phantom stock unit represents a contingent right to receive a cash amount equivalent to one share of PKD common stock.
- F3Each restricted stock unit represents a contingent right to receive one share of PKD common stock.