SEC Form 4 · accession 0001246360-18-001088

· PKDSQ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman,President & CEO · Director

Period of report

Mar 9, 2018

Accepted (ET)

Mar 13, 2018 · 4:21 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000076321

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 9, 2018	M	59,652	$0.88	A	964,614	D
Common Stock^F2	Mar 9, 2018	M	59,652	$0.88	A	1,024,266	D
Common Stock	Mar 9, 2018	F	20,846	$0.88	D	1,003,420	D
Common Stock^F2	Mar 9, 2018	J	59,652	$0.88	D	943,768	D
Common Stock	Mar 10, 2018	M	87,139	$0.88	A	1,030,907	D
Common Stock^F2	Mar 10, 2018	M	87,139	$0.88	A	1,118,046	D
Common Stock	Mar 10, 2018	F	31,420	$0.88	D	1,086,626	D
Common Stock^F2	Mar 10, 2018	J	87,139	$0.88	D	999,487	D
401K Common Stock^F1	holding	—	—		—	11,105	I	401(k)

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F3	—	Mar 9, 2018	M	59,652	D	Mar 9, 2018	Sep 9, 2018	Common Stock	59,652	374,539	D
Phantom Stock Units^F4	—	Mar 9, 2018	M	59,652	D	Mar 9, 2018	Mar 9, 2018	Common Stock	59,652	293,581	D
Restricted Stock Units^F3	—	Mar 10, 2018	M	87,139	D	Mar 10, 2018	Mar 10, 2018	Common Stock	87,139	287,400	D
Phantom Stock Units^F4	—	Mar 10, 2018	M	87,139	D	Mar 10, 2018	Mar 10, 2018	Common Stock	87,139	206,442	D

F1Shares of PKD common stock in 401(k) as of March 9, 2017.
F2Vesting of phantom stock units resulting in a cash payment in which each phantom stock unit is valued at the fair market value of one share of PKD common stock on the day of vesting. No actual shares were acquired or divested.
F3Each restricted stock unit represents a contingent right to receive one share of PKD common stock.
F4Each phantom stock unit represents a contingent right to receive a cash amount equivalent to one share of PKD common stock.
F5Vesting of phantom stock units resulting in a cash payment in which each phantom stock unit is valued at the fair market value of one share of PKD common stock on the day of vesting. No actual shares were acquired or divested.