SEC Form 4 · accession 0000076282-17-000131
PARK OHIO HOLDINGS CORP · PKOH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick W Fogarty
Officer — Director Corporate Development
Period of report
Nov 28, 2017
Accepted (ET)
Nov 30, 2017 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000076282
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2017 | M | 10,000 | $15.61 | A | 74,114 | D | |
| Common Stock | Nov 28, 2017 | S | 5,745 | $47.00 | D | 68,369 | D | |
| Common Stock | Nov 28, 2017 | S | 700 | $47.05 | D | 67,669 | D | |
| Common Stock | Nov 28, 2017 | S | 299 | $47.15 | D | 67,370 | D | |
| Common Stock | Nov 28, 2017 | S | 3,200 | $47.00 | D | 64,170 | D | |
| Common Stock | Nov 28, 2017 | S | 99 | $47.15 | D | 64,071 | D | |
| Common Stock | Nov 29, 2017 | S | 201 | $47.00 | D | 63,870 | D | |
| Common Stock | Nov 29, 2017 | S | 86 | $46.85 | D | 63,784 | D | |
| Common Stock | Nov 29, 2017 | S | 1,427 | $47.00 | D | 62,357 | D | |
| Common Stock | Nov 29, 2017 | S | 667 | $47.10 | D | 61,690 | D | |
| Common Stock | Nov 29, 2017 | S | 65 | $47.20 | D | 61,625 | D | |
| Common Stock | Nov 29, 2017 | S | 200 | $47.35 | D | 61,425 | D | |
| Common Stock | Nov 29, 2017 | S | 300 | $47.40 | D | 61,125 | D | |
| Common Stock | Nov 29, 2017 | S | 200 | $47.55 | D | 60,925 | D | |
| Common Stock | Nov 29, 2017 | S | 211 | $47.60 | D | 60,714 | D | |
| Common Stock | Nov 29, 2017 | S | 100 | $47.65 | D | 60,614 | D | |
| Common StockF1 | holding | — | — | — | 808 | I | Individual Account Retirement Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right to BuyF2 | $15.61 | Nov 28, 2017 | M | 10,000 | D | — | May 20, 2018 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Amount of securities beneficially owned as of November 28, 2017.
- F2The option vested in three equal installments on 5/20/2009, 5/20/2010 and 5/20/2011.