SEC Form 4/A · accession 0000076282-17-000110
PARK OHIO HOLDINGS CORP · PKOH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert D Vilsack
Officer — Secretary & General Counsel
Period of report
Sep 27, 2017
Accepted (ET)
Oct 3, 2017 · 8:25 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000076282
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 27, 2017 | M | 8,907 | $15.61 | A | 102,434 | D | |
| Common Stock | Sep 27, 2017 | S | 600 | $43.95 | D | 101,834 | D | |
| Common Stock | Sep 27, 2017 | S | 100 | $44.00 | D | 101,734 | D | |
| Common Stock | Sep 27, 2017 | S | 100 | $44.10 | D | 101,634 | D | |
| Common Stock | Sep 27, 2017 | S | 200 | $44.15 | D | 101,434 | D | |
| Common Stock | Sep 27, 2017 | S | 200 | $44.20 | D | 101,234 | D | |
| Common Stock | Sep 27, 2017 | S | 800 | $44.25 | D | 100,434 | D | |
| Common Stock | Sep 27, 2017 | S | 2,581 | $44.80 | D | 97,853 | D | |
| Common Stock | Sep 28, 2017 | S | 855 | $45.80 | D | 96,998 | D | |
| Common Stock | Sep 28, 2017 | S | 2,000 | $45.85 | D | 94,998 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right to BuyF1 | $15.61 | Sep 27, 2017 | M | 8,907 | D | — | May 20, 2018 | Common Stock | 8,907 | 1,093 | D |
Explanation of responses
- F1The option vested in three equal installments on 5/20/2009, 5/20/2010 and 5/20/2011.
Remarks
Correction of Form 4 filed September 29, 2017 which showed 10,000 stock options were exercised. Only 8,907 stock options were actually exercised. This Amended Form 4 also corrects the subtotals for each line.