SEC Form 4 · accession 0000076282-16-000292
PARK OHIO HOLDINGS CORP · PKOH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick V Auletta
Director
Period of report
Nov 28, 2016
Accepted (ET)
Nov 29, 2016 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000076282
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Nov 28, 2016 | A | 22 | A | — | — | Common Stock | 22 | 7,644 | D |
Explanation of responses
- F1Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Park-Ohio Holdings Corp. common stock ("Share").
- F2Reflects additional RSUs granted on November 28, 2016 pursuant to dividend equivalent sections of the Restricted Stock Units Agreements between Issuer and the Reporting Person.
- F3RSUs are fully vested and will be settled in Shares and delivered to the Reporting Person within 30 days after separation of service.