SEC Form 4 · accession 0000076282-15-000041
PARK OHIO HOLDINGS CORP · PKOH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward F Crawford
Officer — CEO, COB · Director · 10% Owner
Period of report
Jun 9, 2014
Accepted (ET)
Jun 2, 2015 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000076282
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F4,F1,F3 | — | Jun 9, 2014 | A | 104 | A | — | — | Common Stock | 104 | 48,574 | D |
| Restricted Stock UnitsF2,F4,F1,F3 | — | Sep 2, 2014 | A | 103 | A | — | — | Common Stock | 103 | 48,677 | D |
| Restricted Stock UnitsF2,F4,F1,F3 | — | Dec 1, 2014 | A | 110 | A | — | — | Common Stock | 110 | 48,787 | D |
| Restricted Stock UnitsF2,F4,F1,F3 | — | Mar 6, 2015 | A | 107 | A | — | — | Common Stock | 107 | 48,894 | D |
| Restricted Stock UnitsF5,F4,F1,F3 | — | May 29, 2015 | A | 127 | A | — | — | Common Stock | 127 | 49,021 | D |
Explanation of responses
- F1Each Restricted Stock Unit ("RSU") represents a right to receive one share of Park-Ohio Holdings Corp. common stock ("Share").
- F2Reflects additional RSUs pursuant to dividend equivalent sections of the Restricted Stock Units Agreement between the Issuer and the Reporting Person. These dividend equivalent RSUs were inadvertantly omitted from earlier filings.
- F3RSUs are fully vested and will be settled in Shares and delivered to the Reporting Person after separation of service.
- F4Includes 48,470 RSUs that were initially reported as non-derivative securities on Table 1 of a Form 4 filed by the Reporting Person on September 15, 2008. The RSUs fully vested on September 12, 2008 and will be settled in Shares and delivered to the Reporting Person after his separation from service.
- F5Reflects additional RSUs granted on May 29, 2015 pursuant to dividend equivalent sections of the Restricted Stock Units Agreement between the Issuer and the Reporting Person.