SEC Form 4 · accession 0000076282-15-000022
PARK OHIO HOLDINGS CORP · PKOH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew V Crawford
Officer — President & COO · Director · 10% Owner
Period of report
May 1, 2015
Accepted (ET)
May 4, 2015 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000076282
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2015 | M | 25,000 | $14.90 | A | 948,371 | D | |
| Common Stock | May 1, 2015 | F | 13,596 | $46.33 | D | 934,775 | D | |
| Common StockF1 | holding | — | — | — | 41,401 | I | By First Francis Company, Inc. | |
| Common StockF2 | holding | — | — | — | 546,000 | I | By Trust | |
| Common StockF3 | holding | — | — | — | 300,000 | I | By Park Trust | |
| Common StockF1 | holding | — | — | — | 11,700 | I | Crawford Capital Company |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right to BuyF4 | $14.90 | May 1, 2015 | M | 25,000 | D | — | May 2, 2015 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1The reporting person is a shareholder of the corporation that owns the reported securities and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F2Includes 432,000 shares previously reported by the reporting person as being held equally across three trusts (which shares are actually held in one trust).
- F3This transaction involved a gift of all of the membership interest in Big Mountain, LLC by the reporting person to Park Trust. As a result of the gift, Park Trust owns all of the membership interest in Big Mountain, LLC, which owns the reported securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F4The option vested in three equal installments on 5/2/2006, 5/2/2007 and 5/2/2008.