SEC Form 4 · accession 0000076282-15-000021
PARK OHIO HOLDINGS CORP · PKOH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward F Crawford
Officer — CEO, COB · Director · 10% Owner
Period of report
May 1, 2015
Accepted (ET)
May 4, 2015 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000076282
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2015 | M | 25,000 | $14.90 | A | 1,451,330 | D | |
| Common Stock | May 1, 2015 | F | 13,537 | $46.33 | D | 1,437,793 | D | |
| Common StockF1 | holding | — | — | — | 22,500 | I | L'Accent Provence | |
| Common StockF1 | holding | — | — | — | 11,700 | I | Crawford Capital Company | |
| Common StockF1 | holding | — | — | — | 41,401 | I | First Francis Company, Inc. | |
| Common StockF2 | holding | — | — | — | 19,841 | I | Individual Account Retirement Plan | |
| Common StockF3 | holding | — | — | — | 9,500 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right to BuyF4 | $14.90 | May 1, 2015 | M | 25,000 | D | — | May 2, 2015 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1The reporting person is a shareholder of the corporation that owns the reported securities and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F2Number of shares reported in Individual Account Retirement Plan as of December 31, 2014.
- F3The reporting person disclaims beneficial ownership of all securities held by his wife and this report shall not be deemed an admission that the reporting person is the beneficial owner of those shares for purposes of Section 16 for any other purpose.
- F4The option vested in three equal installments on 5/2/2006, 5/2/2007 and 5/2/2008.