SEC Form 4 · accession 0000076267-16-000029
PARK AEROSPACE CORP · PKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Esquivel
Officer — Vice President - Aerospace
Period of report
Jan 12, 2016
Accepted (ET)
Jan 14, 2016 · 3:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000076267
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Right to buy optionF1 | $14.48 | Jan 12, 2016 | A | 15,000 | A | Jan 12, 2017 | Jan 12, 2026 | Common Stock | 15,000 | 15,000 | D |
| Right to buy optionF1 | $26.28 | holding | — | — | — | Aug 15, 2008 | Aug 15, 2017 | Common Stock | 500 | 500 | D |
| Right to buy optionF2 | $18.19 | holding | — | — | — | Oct 5, 2014 | Oct 5, 2021 | Common Stock | 2,500 | 2,500 | D |
| Right to buy optionF3 | $21.98 | holding | — | — | — | Sep 4, 2014 | Sep 4, 2022 | Common Stock | 2,625 | 2,625 | D |
| Right to buy optionF1 | $25.88 | holding | — | — | — | Feb 26, 2015 | Feb 26, 2024 | Common Stock | 3,500 | 3,500 | D |
| Right to buy optionF1 | $21.71 | holding | — | — | — | Mar 2, 2016 | Mar 2, 2025 | Common Stock | 4,500 | 4,500 | D |
Explanation of responses
- F1Option is exercisable, commencing on the date indicated, as to 25% of the aggregate number of shares listed and as to an additional 25% of such shares on each of the succeeding three anniversaries of such date.
- F2Option is exercisable, commencing on the date indicated, as to 50% of the aggregate number of shares listed and as to an additional 50% of such shares on the succeeding anniversary of such date.
- F3Option is exercisable, commencing on the date indicated, as to 875 of the shares listed and as to an additional 875 of such shares on each of the succeeding two anniversaries of such date.