SEC Form 4 · accession 0000914190-19-000008
ARTS WAY MANUFACTURING CO INC · ARTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Dancy
Director
Period of report
Jan 15, 2019
Accepted (ET)
Jan 17, 2019 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007623
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 15, 2019 | A | 2,803 | $0.00 | A | 66,901 | D | |
| Common StockF2 | holding | — | — | — | 35,087 | I | As sole owner of general partner of LSGI Technology Venture Fund, L.P. | |
| Common Stock | holding | — | — | — | 33,000 | I | Joseph R. Dancy IRA | |
| Common StockF2 | holding | — | — | — | 53,000 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $6.75 | holding | — | — | — | Apr 26, 2012 | Apr 26, 2022 | Common Stock | 2,000 | 2,000 | D |
| Stock Option (Right to Buy) | $6.40 | holding | — | — | — | Apr 25, 2013 | Apr 25, 2023 | Common Stock | 2,000 | 2,000 | D |
| Stock Option (Right to Buy) | $6.15 | holding | — | — | — | Apr 29, 2014 | Apr 29, 2024 | Common Stock | 2,000 | 2,000 | D |
| Stock Option (Right to Buy) | $4.70 | holding | — | — | — | Apr 22, 2015 | Apr 22, 2025 | Common Stock | 2,000 | 2,000 | D |
Explanation of responses
- F1Represents payment of quarterly board fees in shares of fully-vested restricted stock granted pursuant to the director compensation plan in lieu of payment in cash.
- F2The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.