SEC Form 4 · accession 0000914190-18-000493
ARTS WAY MANUFACTURING CO INC · ARTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Ward McConnell Jr.
Director · 10% Owner
Period of report
Nov 19, 2018
Accepted (ET)
Nov 21, 2018 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007623
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 19, 2018 | P | 4,339 | $2.25 | A | 1,823,448 | I | By J. Ward McConnell, Jr. Living Trust |
| Common StockF1 | Nov 20, 2018 | P | 1,500 | $2.25 | A | 1,824,948 | I | By J. Ward McConnell, Jr. Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $8.66 | holding | — | — | — | Apr 28, 2011 | Apr 28, 2021 | Common Stock | 2,000 | 2,000 | D |
| Stock Option (Right to Buy) | $6.75 | holding | — | — | — | Apr 26, 2012 | Apr 26, 2022 | Common Stock | 2,000 | 2,000 | D |
| Stock Option (Right to Buy) | $6.40 | holding | — | — | — | Apr 25, 2013 | Apr 25, 2023 | Common Stock | 2,000 | 2,000 | D |
| Stock Option (Right to Buy) | $6.15 | holding | — | — | — | Apr 29, 2014 | Apr 29, 2024 | Common Stock | 2,000 | 2,000 | D |
| Stock Option (Right to Buy) | $4.70 | holding | — | — | — | Apr 22, 2015 | Apr 22, 2025 | Common Stock | 2,000 | 2,000 | D |
Explanation of responses
- F1The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.