SEC Form 4 · accession 0000914190-18-000043
ARTS WAY MANUFACTURING CO INC · ARTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carrie L. Gunnerson
Officer — President and CEO
Period of report
Feb 13, 2018
Accepted (ET)
Feb 15, 2018 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007623
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2018 | F | 387 | $2.65 | D | 39,034 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $5.01 | holding | — | — | — | Aug 6, 2011 | Aug 6, 2020 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Includes (i) 2,500 shares of restricted stock for which risks of forfeiture lapse on 1/29/19; (ii) 7,000 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 1/27/19 and 1/27/20; and (iii) 10,500 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 2/5/19, 2/5/20 and 2/5/21.