SEC Form 5 · accession 0000914190-16-000991
ARTS WAY MANUFACTURING CO INC · ARTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carrie L. Gunnerson
Officer — President and CEO
Period of report
Nov 30, 2016
Accepted (ET)
Dec 20, 2016 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007623
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 29, 2015 | P | 49 | $2.95 | A | 19,774 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes (i) 500 shares of restricted stock for which risks of forfeiture lapse on 3/1/17; (ii) 2,000 shares of restricted stock for which risks of forfeiture lapse in 1,000 share increments on each of 2/13/17 and 2/13/18; and (iii) 7,500 shares of restricted stock for which the risks of forfeiture lapse in 2,500 share increments on each of 1/29/17, 1/29/18 and 1/29/19.