SEC Form 5 · accession 0000914190-15-000501
ARTS WAY MANUFACTURING CO INC · ARTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Dancy
Director
Period of report
Nov 30, 2015
Accepted (ET)
Dec 18, 2015 · 3:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007623
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 2, 2015 | S | 2,785 | $3.1708 | D | 39,215 | I | As sole owner of general partner of LSGI Technology Venture Fund, L.P. |
| Common StockF3,F2 | Oct 8, 2015 | S | 4,128 | $2.983 | D | 35,087 | I | As sole owner of general partner of LSGI Technology Venture Fund, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.0969 to $3.2491inclusive. The reporting person undertakes to provide Art's-Way Manufacturing Co., Inc., any security holder of Art's-Way Manufacturing Co., Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.9499 to $3.0068 inclusive. The reporting person undertakes to provide Art's-Way Manufacturing Co., Inc., any security holder of Art's-Way Manufacturing Co., Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.