SEC Form 4 · accession 0000914190-15-000451
ARTS WAY MANUFACTURING CO INC · ARTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Ward McConnell Jr.
Director · 10% Owner
Period of report
Oct 15, 2015
Accepted (ET)
Oct 23, 2015 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007623
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 15, 2015 | P | 3,448 | $3.00 | A | 1,548,439 | I | By J. Ward McConnell, Jr. Living Trust |
| Common Stock | Oct 16, 2015 | P | 99 | $2.92 | A | 1,548,538 | I | By J. Ward McConnell, Jr. Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $6.17 | holding | — | — | — | Apr 29, 2010 | Apr 29, 2015 | Common Stock | 2,000 | 2,000 | D |
| Stock Option (Right to Buy) | $8.66 | holding | — | — | — | Apr 28, 2011 | Apr 28, 2021 | Common Stock | 2,000 | 2,000 | D |
| Stock Option (Right to Buy) | $6.75 | holding | — | — | — | Apr 26, 2012 | Apr 26, 2022 | Common Stock | 2,000 | 2,000 | D |
| Stock Option (Right to Buy) | $6.40 | holding | — | — | — | Apr 25, 2013 | Apr 25, 2023 | Common Stock | 2,000 | 2,000 | D |
| Stock Option (Right to Buy) | $6.15 | holding | — | — | — | Apr 29, 2014 | Apr 29, 2024 | Common Stock | 2,000 | 2,000 | D |
| Stock Option (Right to Buy) | $4.70 | holding | — | — | — | Apr 22, 2015 | Apr 22, 2025 | Common Stock | 2,000 | 2,000 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from 2.99 to $3.02 inclusive. The reporting person undertakes to provide Art's-Way Manufacturing, Inc., any security holder of Art's-Way Manufacturing, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.